美 SEC 拟修改券商规则 15c2-11，将加密资产等排除在适用范围外
Mar 17, 2026 08:22:55
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ChainCatcher 消息，美国证券交易委员会于今日正式提议修订《交易法》第 15c2-11 条规则，拟将该规则的适用范围明确限定为股权证券。
该规则自颁布以来主要用于规范经纪商在场外交易（OTC）市场发布报价的信息收集与审查义务，核心目的在于防范 OTC 股票市场中的操纵性及欺诈性交易行为。SEC 主席 Paul S. Atkins 表示，监管规则应与其所适用的资产类别相匹配，此次修订旨在厘清发布报价的监管义务，并明确 15c2-11 规则始终仅适用于股权证券。
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